Insurance Continuing Education - Annuitization of Annuities

Annuitization is the even distribution of both principalThe mortality tables based on life insurance
and interest, or growth of the annuity, over aexperience are not suitable for use in the
specified period of time. There is a distinct advantagedevelopment of rates for annuities for several
to annuitization inasmuch as the disbursements arereasons:
tax-favored. Those situations where funds are1. Generally, annuities are purchased by persons in
sporadic, the tax-favorable status does not apply.poor health.
Annuitization is allowed under nearly all annuity2. Especially with single premium immediate annuities,
contracts. When the annuity is annuitized, the ownerthe rates of mortality among annuitants are generally
of the contract makes the decision as to how tolower than those insured covered by life insurance
receive the funds, i.e. what will be the mode ofpolicies. Therefore, a life insurance table would
payment (monthly, semi-annually, annually, quarterly,overstate expected mortality rates.
etc.). Variable contracts and fixed rate contracts may3. While the continual improvement in mortality rates,
be annuitized.even though offset occasionally by unanticipated
There is a disadvantage to annuitization. Once thedevelopments (such as AIDs), creates a gradually
annuitization procedure has been established, itincreasing margin of safety for life insurance
cannot be changed (except for a very fewcompanies, it has just the reverse effect on
exceptions). There can also be a disadvantage if aannuities.
Variable Annuity is annuitized. In those cases, theTherefore, an annuity table must show the lower
amount of the check will vary, depending upon therates of mortality that can be expected in the future
results of the sub-accounts selected and the amountinstead of a table showing rates that have been
of money allocated to these sub-accounts. With aexperienced in the past. Technically, these are called
Variable Annuity, the investment "ups-or-downs" are"Tables with Projection." as opposed to "static" tables
risks of the person receiving the checks, which isused for life insurance which did not provide for
usually the contract owner/annuitant, and is not thatchanges in rates depending upon the calendar year to
of the insurer.which they were applied.
Obviously, and as discussed in more detail later, theWhile life insurance has reaped the benefit of
more "aggressively" the money is invested, the lessimproving mortality, in annuity policies the improving
predictable is the payout stream. On the flip-side, ifmortality has led to smaller margins as the
the annuity funds are invested in short-term bonds,"postponement" of death means more annuity
utilities or money market sub-accounts, the morepayments and annuity tables in use today usually
predictable the income will be from time to time.contain projection factors that make allowance for
Another possible disadvantage for annuitizing a fixedfuture reductions in mortality rates. The need for
rate annuity is that the amount of each checksuch calculations is particularly important in variable
depends upon the competitiveness of the insurer,annuities because this portion of the annuity business
what the current rates happen to be at that time,is growing and there is no interest margin to help
the duration of the withdrawals, and of course, theoffset mortality losses that develop.
principal amount annuitized.To further complicate this discussion, there are
MORTALITY & ANNUITY TABLESannuity tables that are used for different purposes.
Those in the life insurance industry are familiar withFor instance, the 1949 Annuity Table was developed
mortality tables, at least in concept. Basically ato reflect steady improvement in mortality; the 1955
mortality table represents a record of the number ofAnnuity Table was developed to help determine the
persons dying and those surviving at each age out ofproper rates for annual-premium deferred annuities
a composite of a large number of lives. In otherand live income settlement options. In 1971 the Group
words, a mortality table is a chart that shows theAnnuity table was developed for the (at that time)
rate of death at each age in terms of number oftime field of group annuities. Presently, the 2009
deaths per thousand. It shows a hypothetical groupAnnuity Basic Mortality Table has been endorsed by
of individuals beginning at a certain age and tracesthe Society of Actuaries to be used for individual
the history of the entire group year by year until allannuities written in the U.S. but it is an extension of
have died.the 1983 Individual Annuity Mortality Table.